Algo Trading by Retail Investors (SEBI’s Consultation Paper)
SEBI has issued a consultation paper on Algorithmic Trading by Retail Investors dated 09th December, 2021, on the regulatory framework...
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CS Anjali Bansal
- Dec 17, 2021
- 2 min
SEBI demands additional disclosures from the Investment Advisors & Research Analysts
The year 2021 has been quite a ride for the Investment Advisors (IA) but it seems SEBI now has its eye on Research Analysts (RA) as well....
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CS Anjali Bansal
- Aug 17, 2021
- 3 min
When is SEBI Investment Adviser Regulations not applicable to me?
Any person who wishes to carry on investment advisory services for its clients should get themselves registered as Investment Adviser...
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CS Anjali Bansal
- Aug 10, 2021
- 4 min
How to register with SEBI as an Investment Adviser
Any person who wishes to carry on investment advisory services for its clients should get themselves registered as Investment Adviser...
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CS Anjali Bansal
- Aug 5, 2021
- 4 min
Conditions to apply for Research Analyst Registration with SEBI
Any person who wishes to act as a Research Analyst must apply to SEBI for registration before undertaking any activity as Research...
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CS Anjali Bansal
- Jul 21, 2021
- 4 min
What SEBI wants you to disclose in your Research Reports
All individuals and entities who are engaged in providing recommendations to its clients by way of research reports are required be...
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CS Anjali Bansal
- Jul 17, 2021
- 3 min
Do I fall under the purview of SEBI Research Analyst Regulations?
Confused? You are no exception. Many of you have this question going on in your head. There is a lot of confusion among the people...
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CS Anjali Bansal
- Jul 10, 2021
- 4 min
All you need to know about BSE Administration and Supervision Limited (BASL) Membership
BSE Administration and Supervision Limited (BASL), a wholly owned subsidiary of BSE Limited has been granted recognition as Investment...
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CS Anjali Bansal
- Jul 3, 2021
- 2 min
SEBI’s clarification on commission and referral fees for IA (SEBI’s Informal Guidelines)
A lot of registered Investment Advisers (IA) are writing to SEBI off let, to seek their guidance and interpretation on various clauses of...
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CS Anjali Bansal
- Jul 2, 2021
- 2 min
Qualification Requirement for SEBI Registration Investment Adviser Vs Research Analyst
Before going ahead with registration under SEBI, one must ensure that he/she has adequate qualification and experience as required under...
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