SEBI
Assisting companies in obtaining necessary registrations with SEBI, such as registration as an investment advisor, research analyst, portfolio manager, or merchant banker.
1
SEBI (Investment Advisers) Regulations, 2013
We assist investment advisors in complying with SEBI (Investment Advisers) Regulations, 2013. This includes registration with SEBI, maintaining client records, disclosure of interests, and adhering to code of conduct.
2
SEBI (Research Analysts) Regulations, 2014
We guide research analysts in complying with SEBI (Research Analysts) Regulations, 2014. This involves ensuring fair disclosure practices, avoiding conflicts of interest, and maintaining confidentiality.
3
SEBI (Portfolio Managers) Regulations, 2020
We assist portfolio managers in complying with SEBI (Portfolio Managers) Regulations, 2020. This includes registration with SEBI, client onboarding, investment management, risk management, and regulatory reporting.
4
SEBI (Merchant Bankers) Regulations, 1992
We help merchant bankers in complying with SEBI (Merchant Bankers) Regulations, 1992. This involves assisting in IPOs, mergers and acquisitions, debt syndication, and other capital market transactions.
