SEBI
We assist companies in obtaining necessary registrations with SEBI, such as registration as investment advisors, research analysts, portfolio managers, or alternative investment funds. We also provide post registration compliance set ups and conducts yearly audits.
1
SEBI (Investment Advisers) Regulations, 2013
We assist in complying with SEBI (Investment Advisers) Regulations, 2013. This includes registration with SEBI, compliance set up which includes maintaining client records, disclosure of interests, and adhering to code of conduct. We also conduct yearly audits.
2
SEBI (Research Analysts) Regulations, 2014
We guide research analysts in complying with SEBI (Research Analysts) Regulations, 2014. This includes registration with SEBI, compliance set up which includes maintaining client records, disclosure of interests, and adhering to code of conduct. We also conduct yearly audits.
3
SEBI (Portfolio Managers) Regulations, 2020
We assist portfolio managers in complying with SEBI (Portfolio Managers) Regulations, 2020. This includes registration with SEBI, compliance set up which includes client onboarding, investment management, risk management, regulatory reporting and conducts audits.
4
SEBI (Alternative Investment Funds) Regulations, 2012
We provide end-to-end assistance and advisory on structuring AIFs (Category I II, III), preparing private placement memorandum, filing application with SEBI and liasioning in compliance with SEBI (Alternative Investment Funds) Regulations, 2012.
