BLOGS

Nov 133 min read

Introduction to Secretarial Audit

What's Secretarial Audit? Secretarial Audit is an independent and objective assurance activity intended to add value and improve...

Nov 139 min read

"SEBI Slaps Rs 25 Lakh Penalty to Monetary Solutions, SEBI Registered IA''

In recent action on regulatory compliance, Securities and Exchange Board of India (SEBI) had imposed a penalty of Rs 25,00,000 to M/s....

Nov 133 min read

Annual Compliance Audit for SEBI Registered Research Analyst

SEBI in its regulation has mandated annual audit which shall be conducted either by a CA or a CS. The audit shall be conducted within 6...

Nov 133 min read

Periodic Reporting for Research Analysts and Proxy Advisers-Draft Circular

The Securities and Exchange Board of India (SEBI), on August 9th, 2024, issued a draft circular on periodic reporting format for Research...